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Sponsorship is usually done through a broker/dealer. Contact FINRA® at 800-289-9999 or visit their website at finra.org for further information on who can sponsor you.
Licenses that do not require a sponsor include the Series 3, 30, 31, 32, 34, 63, 65 & 66.
We provide cohort based client readiness programs to organizations to help expand your client base. Please have your Human Resources representative contact us to set up a session for your organization.
We provide a brief description of each exam on each series exam page on our website. You can find more information about each series exam by contacting FINRA at 800-289-9999 or visit their website at finra.org.
We provide a brief description of each exam on each series exam page on our website. You can find more information about each series exam by contacting FINRA at 800-289-9999 or visit their website at finra.org.
Prometric (800-578-6273 or prometric.com)
Pearson Vue (866-396-6273 or pearsonvue.com)